Neil has 25 years' experience in advising firms and implementing highly effective regulatory compliance solutions. Neil’s experience covers a wide spectrum of topics and projects, including conflicts of interest, market abuse, regulatory frameworks/operating models, and general compliance digitisation. Neil currently leads the Deloitte Capital Markets Non-Financial Risk Advisory practice.
Neil has held various compliance and managerial roles at large international banks.
Neil’s key regulatory experience includes:
- Market abuse and conflicts of interest controls.
- Disclosure of Interests (long and short reporting).
- Compliance technology and data strategy.
- Regulatory mapping and traceability.
- Surveillance controls associated with financial crime and market abuse.
- Trade and transaction reporting controls.
- Control Room and Employee Compliance.