Our dedicated CASS Risk Advisory team are passionate about supporting firms to understand the practical application of the CASS rules. We work with a wide range of financial institutions providing a variety of advisory services ranging from CASS SMF/oversight mentoring to full scope assessments of firms’ CASS control environments.
Our CASS specialists are skilled at supporting firms with interpreting the CASS rules and the development of a CASS control environment that is fit for purpose and that will withstand external scrutiny.
We take a collaborative approach on all of our CASS engagements to ensure that we agree factual accuracy of any findings during the course of our engagement and raise any potential issues or areas of non-compliance as soon as we identify them, so that we can support you in developing proposed remedial action during the course of our engagement.
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