Skip to main content

Regulatory Compliance

Design, assess, transform

Failing to keep up with the latest rules and regulations governing their business can prove to be very costly for companies that find themselves out of compliance. That’s why Deloitte’s Regulatory Compliance services helps clients design, assess, and transform the processes, controls, and infrastructure needed to address the specific regulations and regulatory risks that they face. In addition, Deloitte assists clients in creating enterprise compliance programs designed to preserve organizational value and create competitive advantage.

We offer:

Regulatory Compliance Operating Model Assessment – We support organizations’ efforts to assess existing compliance models for requirement deficiencies, operational efficiency and effectiveness, and conduct investigations in connection with regulatory inquiries, administrative actions, and litigation pursuant to legal counsel requests.

Regulatory Compliance Operating Model Design and Implementation – We help organizations understand the implications and requirements of new and anticipated regulations, and design and implement appropriate processes, policies, and procedures including the selection and implementation of compliance technology solutions.

Regulatory Compliance Controls Testing and Remediation – We aid organizations to design—and conduct testing and remediation of—regulatory compliance controls, policies, and procedures.

Regulatory Compliance Monitoring, Analytics, and Reporting – We advise organizations in their efforts to develop and conduct compliance monitoring and risk-based compliance reporting, including the use of analytics, data management, and simulation tools.

Explore services for regulated industries

Regulatory Strategy

We can assist in regulatory Strategy Assessment, to address current and emerging requirements and challenges. We help develop strategies and frameworks, so you can be proactive in managing and reducing regulatory risk, with clear governance processes and operating models. 

Regulatory Response

Using data and analytics, we can support your responses to specific breakdowns in regulatory compliance programs, which are often driven by actual, or the prospect of, regulatory censure.

Financial Crime

We can help you develop, implement, and remediate Financial Crime Risk Management programs; we assist in combating fraud, corruption, litigation, disputes, money laundering, and other financial crimes.