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Neil Cowie

Director | Risk Advisory

Neil is a regulatory compliance expert, with over 25 years’ experience in financial services, he has worked at a number of top tier banks and management companies.

Neil is a regulatory compliance expert, with over 25 years’ experience in financial services, he has worked at a number of top tier banks and management companies. Neil’s key area of interest is embedding compliance controls within capital markets business processes, especially involving the use of technology and data. Neil has designed and implemented diverse risk and control frameworks at several financial institutions, covering trade/transaction reporting, trade surveillance/market abuse, shareholding aggregation, conflicts management and control of information.