IFM Regulatory Compliance Toolkit
Comprehensive support services for Conducting Officers
Confidently navigate your IFM’s regulatory compliance.
Conducting Officers face constant challenges
Conducting Officers in Investment Fund Managers (IFMs) must maintain enhance scrutiny mechanisms over regulation to avoid risk of non-compliance and best address emerging regulatory and market requirements.
They must have the right range of skills, knowledge and experience to comprehensively tackle and embed regulatory needs in their internal framework (including governance, control, compliance and risk) and strategically turn regulatory changes into a competitive advantage and a clear differentiator.
Navigate your IFM’s regulatory compliance with trust
Regulatory challenges are multi-dimensional and can encompass domains including governance, financial crime, investor protection, valuation, compliance, risk management, delegates oversight and branches supervision, requiring time and efforts. Our comprehensive regulatory assistance can help you at bringing the adequate answer to these challenges by adding the necessary resources on demand for the duration of the project so you can best manage your cost and workload.
Our team of dedicated professionals provide a wealth of objective and “fit for purpose” regulatory expertise to strategically apprehend applicable regulations, navigate throughout the different scenarios and streamline your compliance processes.
With services tailored around your needs, we can complement your regulatory expertise and support your team through the following:
Download our flyer or contact us for more information of our service offering.
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