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IFM Regulatory Compliance Toolkit

Comprehensive support services for Conducting Officers

Confidently navigate your IFM’s regulatory compliance.

Conducting Officers face constant challenges

Conducting Officers in Investment Fund Managers (IFMs) often contend with enhanced regulatory scrutiny and the constant challenge of complying with established and emerging regulations in the most efficient way.

As broad regulatory domains continue to evolve, a wide breadth of skills and knowledge are needed to strategically turn regulatory changes into a competitive advantage.

Navigate your IFM’s regulatory compliance with confidence

Overcome challenges in compliance, financial crime, risk management, valuation, corporate governance, and oversight of delegates and branches with our comprehensive regulatory assistance.

Our team of dedicated professionals provide a wealth of expertise, practical experience, and objective perspective to strategically deal with applicable regulations and streamline compliance processes.

 

With custom services tailored around your needs, we can support your regulatory excellence through the following:

  • Enhanced compliance and risk management practices: Benefit from our extensive experience with local, EU, and global regulations to improve your compliance team’s efficiency and proficiency.
  • Leveraging of regulatory changes: Use regulatory changes to your competitive advantage.
  • Comprehensive services: From anti-fraud advisory to regulatory reporting solutions, we offer a wide range of services to support your compliance journey.
  • Operational efficiency: Automate and streamline processes to reduce internal teams’ workload so they can focus on strategic initiatives.
  • Cost savings: Leverage economies of scale and optimized cost-effective ratios.
  • Solid governance practices: Promote transparency with rigorous oversight, effectively manage conflicts of interest, and strengthen your internal policies.
  • Strategic collaboration: Strengthen your internal frameworks by leveraging our 30+ years of experience helping clients like you achieve operational and regulatory excellence.
     

Download our flyer or contact us for more information of our service offering.