IFM Regulatory Compliance Toolkit
Comprehensive support services for Conducting Officers
Confidently navigate your IFM’s regulatory compliance.
Conducting Officers face constant challenges
Conducting Officers in Investment Fund Managers (IFMs) must maintain enhanced scrutiny mechanisms over regulation to avoid risk of non-compliance and best address emerging regulatory and market requirements.
They must have the right range of skills, knowledge and experience to comprehensively tackle and embed regulatory needs into their internal framework (including governance, operations, control, compliance and risk) and strategically turn regulatory changes into a competitive advantage and a clear differentiator.
Navigate your IFM’s regulatory compliance with trust
Regulatory challenges are multi-dimensional and can encompass domains including governance, financial crime, investor protection, valuation, compliance, risk management, delegates oversight and branches supervision, requiring competences, time and efforts. Our comprehensive regulatory assistance can help you at bringing adequate answers to those challenges by adding the right resources on demand for the duration of your project so you can best manage your cost and workload.
Our team of dedicated professionals provide a wealth of objective and “fit for purpose” regulatory expertise to strategically apprehend applicable regulations, navigate throughout the possible alternatives and streamline your internal processes, including risk and compliance.
With services tailored around your needs, we can complement your regulatory expertise and support your team through the following:
Download our flyer or contact us for more information of our service offering.
Perspectives and nice to read
Opens in new window
