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Regulatory & Legal

Creating responsible businesses

Emerging new technologies, constantly changing regulations and ever-evolving business needs shift the ground beneath your feet. We can support you to identify and manage risks and issues in advance, use technology to your advantage and free up your resources to focus on creating a secure future.

Regulatory consulting: moving forward, together

We can help organisations of any regulated industry move beyond simply meeting the minimum compliance standards. By moving toward a more strategic and agile approach, we can help you work towards a responsible, sustainable future.

Holistic in our methods, we go beyond regulatory compliance and remediation services to help you manage risk and vulnerabilities, and raise the bar for your compliance operations.

With our skills and in-depth experience, we can lead you to address challenges and manage the complexity of enterprise compliance for regulated industries. Together, we can build resilient compliance programs that help you react to shifting business needs and emerging regulations.

Explore services

Our services - financial services industry

We’ll work with you across three lines of defence, helping you adapt and respond to financial industry regulations compliance, including conduct and consumer protection, and providing services that address the risks associated with the full lifecycle of financial transactions. We will monitor and manage current and evolving risk, using data and the latest technology, whilst leveraging the best local and global capabilities. We do this by helping regulated financial services (Banks, Insurance Companies, Superannuation Funds and other ADIs)

Ensure they are resilient to operational risks and disruption, including:

  • Significant increase in the way that they identify, manage and report material non-financial risk,
  • Maintain Critical ecosystems through serve business disruption
  • Manage arising from the use of service providers (3rd and 4th parties)

Significantly strengthen their crisis preparedness through the development of financial continency planning and resolution planning.

Manage Market and credit risk – assisting clients in credit risk transformation, model risk management, asset level reviews, analytics and cash-flow modelling, structural and document review, and post-closing compliance testing.

Manage Capital management, liquidity and treasury risk – transforming and globally scaling clients’ treasury and commodity trading capabilities focused on large company events, including M&A (mergers & acquisitions), finance transformation, responding to regulatory requirements and changing market conditions from commodity and currency volatilities, and liquidity conditions.

Manage and monitor their promises through use of data and technology to- Monitoring of implementation of product terms and conditions

  • Monitor evolving risks in customer interactions across all customer engagement channels
  • Monitor the implementation and use of AI in a Trustworthy manner
  • Accelerate the remediation of identified issue using accelerators