Our Remediation Advisory activities have their genesis in Financial Advice and the ASIC regulatory oversight in this area both from an advice quality and fees for no service perspective.
However, we are finding that remediation activities are no longer limited to these issues, but are expanding to include issues more broadly in financial services and non-financial services. As organisations proactively identify compliance failures, in their business operations they may be required to undertake a review and potentially a remediation program to compensate affected clients and/ or stakeholders.
Our services include: