Sandeep is passionate about making regulatory compliance a key strength and differentiator for his clients by helping them design ‘fit for purpose’ and ‘meaningful’ compliance arrangements. As a regulatory compliance expert and auditor with 20+ years of experience, he helps clients and adds value by providing actionable insights, benchmarking and industry best-practice ideas.
With his deep knowledge of the regulatory requirements for financial services, he often works with the regulator and the industry to shape new regulations. More recently, he has worked on RG132 Funds Management: Compliance and Oversight that has a wide impact on the funds management industry.
Sandeep leads the Financial Services Regulatory Assurance Team ('FS Reg CoE'), which provides compliance assurance services for AFS licenses, compliance plans of registered schemes, APRA requirements etc. Passionate about transformation, Sandeep has also led firm-wide initiatives to improve the quality and effectiveness of the audits making them future ready.