Daniel Harker
Manager | Wholesale Conduct | Risk Advisory
Daniel is a Manager within Deloitte’s Financial Services Risk Advisory Practice where he leads the Markets Compliance proposition within the Wholesale Conduct Team.
Daniel worked at the Financial Conduct Authority (FCA) for over 5 years' focussing on primary and secondary capital market regulatory analysis.
In particular, he has a breadth of knowledge of the UK Listing Regime including the Listing Rules, Disclosure Guidance and Transparency Rules, Prospectus Regulation Rules, Market Abuse Regulation (MAR), MiFID and EMIR.
Since joining Deloitte in 2023, Daniel has worked with a number of clients in areas of trade surveillance, digital assests, policy and procedure design and remediation.
He holds a MSc Global Banking and Finance from King’s College London, a BSc Business Economics from the University of Exeter and has passed the CFA Level 1 exam.