Regulatory Compliance

We offer:
 

• Regulatory Compliance Operating Model Assessment – We support organizations’ efforts to assess existing compliance models for requirement deficiencies, operational efficiency and effectiveness, and conduct investigations in connection with regulatory inquiries, administrative actions, and litigation pursuant to legal counsel requests.
• Regulatory Compliance Operating Model Design and Implementation – We help organizations understand the implications and requirements of new and anticipated regulations, and design and implement appropriate processes, policies, and procedures including the selection and implementation of compliance technology solutions.
• Regulatory Compliance Controls Testing and Remediation – We aid organizations to design—and conduct testing and remediation of—regulatory compliance controls, policies, and procedures.
• Regulatory Compliance Monitoring, Analytics, and Reporting – We advise organizations in their efforts to develop and conduct compliance monitoring and risk-based compliance reporting, including the use of analytics, data management, and simulation tools.

Deloitte named a global leader in Regulatory Compliance Program Consulting by ALM

ALM Intelligence named Deloitte as a global leader in Regulatory Compliance Program Consulting. In the report, entitled Regulatory Compliance Program Consulting 2017, ALM Intelligence highlights, “Deloitte is on the forefront of helping clients evolve and elevate the role of the chief compliance officer (CCO) and the compliance function in advancing the enterprise wide strategic goals and business objectives through the development of deeper integration and alignment between compliance and its internal and external stakeholders.”