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Regulatory Response

Effective compliance remediation and recovery

In a constantly changing regulatory environment, even the most diligent organisations can find themselves out of compliance. While a proactive approach to regulatory compliance is always preferable, sometime a reactive response is unavoidable. Deloitte’s Regulatory Response services help clients respond to specific breakdowns in their regulatory compliance programmes. Engagements are often driven by actual—or prospective—regulatory censure and accordingly, Deloitte often works with its clients’ external counsel in performing these services.

We offer:

  • Regulatory Compliance Framework Failure Assessment and Gap Analysis – We help organisations assess the causes of the compliance breakdown and identify the gaps in policies, procedures, controls and governance to be remediated.
  • Regulatory Compliance Framework Remediation Design and Implementation – We drive organisations to remediate regulatory compliance failures by developing and implementing remediation plans to address regulatory findings.
  • Regulatory Compliance Framework Failure Impact Assessment, Evaluation and Response – We guide organisations’ efforts to assess and evaluate the impacts of compliance failures, including analysis through the use of data and analytics, and develop appropriate, targeted or whole-of-firm response strategies.