Yin has over 9 years of experience including 5 years of experience working as a Compliance Manager in one of the largest privately owned Australian Financial Service Licensees (AFSL) and over 4 years in consulting within the Governance, Regulatory and Conduct team.
Yin has extensive experience across AFSL compliance and operation, monitoring and supervision of financial advisers, breach and incident management, complaints handling and client remediation. She also has proven skills in identifying process improvement opportunities and formulating solutions to strengthen an organisation’s ability to meet compliance requirements.