@Regulatory Newsletter – January/February 2009 |
The January/February issue of @Regulatory addresses a wide range of topics of interest for banking and investment management professionals.
Banking: The topics offered in this first newsletter of 2009 cover a broad spectrum. Included are articles on revised procedures issued by the federal banking agencies on the criteria for applying transfer risk ratings — "Streamlined Country Exposure Review" — and a look at the recently issued "Proposed Revisions to the Interagency Appraisal and Evaluation Guidelines," which focus on the independence of the real estate appraisal and evaluation program. A shorter piece provides information on the International Financial Reporting Standards (IFRS) as they apply to the banking industry.
Investment Management: The President’s Working Group on Financial Markets (PWG) has recently released two important documents – Best Practices for the Hedge Fund Industry and Principles and Best Practices for Hedge Fund Investors. The investment management article summarizes these best practices, with a concentrated focus on compliance and risk management.
We also have highlighted in our News Bulletins selected policy and supervisory guidance issues that are posing challenges across the banking, investment management, securities and insurance sectors.
Banking
- Issuance of Final Interagency Questions and Answers on Community Reinvestment
- Asset-Backed Commercial Paper Money Market Fund Liquidity Facility (AMLF) Final Rules
- Federal Reserve Board Approves Rules to Better Protect Credit Card Users
- Iran’s U-Turn License Revoked
- Federal Housing Finance Agency (FHFA) Announces Implementation of the Streamlined Modification Program
Investment Management
- The Hedge Fund Transparency Act of 2009
Securities
- Financial Industry Regulatory Authority (FINRA) Adopts New Trade Reporting Rules
- Special Treatment for Money Market Mutual Funds Affect Broker-Dealers Net Capital and Customer Reserve Reporting Requirements
Insurance
- U.S. Securities and Exchange Commission (SEC) Issues a Reminder of the Importance of Compliance Programs
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