Meet Jeannie Lewis
Principal, Deloitte & Touche LLP
Jeannie Lewis is a principal in Deloitte & Touche LLP‘s Governance, Regulatory & Risk Strategies practice.
She has more than 20 years of experience in providing regulatory compliance, risk management, litigation support, and business advisory services to investment advisers, investment companies, service providers, financial intermediaries, hedge funds, and private equity firms.
Before joining Deloitte, Jeannie was the assistant general counsel at a large registered broker-dealer, and, prior to that, at a registered investment adviser serving mutual fund, institutional separate account, and private fund undertakings for collective investment in transferable securities and Specialized investment fund clients. She was responsible for legal and regulatory initiatives within the firms. During this time, Jeannie was the anti-money laundering officer, the chairperson of the soft dollar committee, and a member of the leadership and ethics committee.
Before that, Jeannie worked in the Chicago regional office of the Securities and Exchange Commission (SEC) for more than 18 years in various capacities, including assistant regional director in the Enforcement Division and senior special counsel for a combined Broker-Dealer and Investment Management Examination Program. During the last three years of her tenure with the SEC, Jeannie served as the associate regional director of the Investment Management Examination Program, where she directed more than 350 examinations of registered investment advisers, investment companies and transfer agents located in the Midwest per year and supervised 70 investment management staff members.