Meet Michael JamrozPartner, Deloitte & Touche LLP |
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Michael Jamroz is a partner in Deloitte & Touche LLP’s Governance Regulatory and Risk Strategies practice.
He helps securities firms perform compliance assessments with respect to Securities Exchange Commission (SEC), Financial Industry Regulatory Authority, and Federal Reserve Board regulations and assists in structuring and testing the regulatory compliance and back office operations of new business lines for securities firms. In addition, Michael focuses on conflict resolution between securities firms and securities regulators and provides diagnostic counseling related the impact of new or existing regulations on new products. He also provides enforcement defense support services to securities firms and their counsel and helps securities industry audit professionals resolve regulatory issues.
Before joining Deloitte & Touche LLP, Michael spent 13 years with the SEC’s Division of Market Regulation, where he supervised the preparation of Commission Securities Exchange Act Releases, rule amendments, no-action, and interpretive letters relating to the SEC’s net capital, segregation, and other financial responsibility rules affecting securities firms.
Michael also provided extensive routine telephone interpretive guidance to securities professionals employed in legal, accounting, and securities firms. He supervised preparation of memoranda and reports relating to international securities initiatives and Congressional inquiries and advised and consulted with commissioners, the Division of Enforcement, and the Office of General Counsel regarding draft Enforcement memoranda, releases, and SEC opinions relating to pending actions involving securities firms and the financial responsibility rules, among other topics.
