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Operations Transformation and Operational Capital Markets

Deloitte & Touche LLP

2013 Mutual Fund Outlook:
Shifting gears for future growth Learn more 1 of 3

OTC derivatives reform:
This is just the beginning Learn more 2 of 3

Trading up:
A look at some current
issues facing energy and
commodities traders Learn more 3 of 3

Our clients come to us for assistance as they seek to transform their financial and operational risk in the areas of banking, securities, asset management, and energy/commodities. Our service capabilities help clients address regulatory compliance requirements, controls enhancements, and technology risk management. Our team brings relevant industry insight as we work closely with our clients to provide strategic process and technology solutions.

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Resolution planning: Realizing business value on the path to compliance
Resolution planning could have a positive impact on broader organizational goals. It provides insights on where and how organizations can obtain business value from compliance efforts.
The impact of FATCA on U.S. broker/dealers: Will you be ready? Time to move forward Global Financial
The Foreign Account Tax Compliance Act (“FATCA”) is by far one of the most extensive and complex tax information reporting regimes created by the Internal Revenue Service (“IRS”) and U.S. Treasury.
2013 Capital markets outlook: It’s the end of the world as we know it
We expect 2013 to be a year of adaptation to a rapidly evolving capital markets landscape. Deloitte’s 2013 Capital Markets Outlook covers 10 challenges to the industry; for each, the report presents an overview, new developments likely to emerge in the coming year, and a bottom-line recommendation for industry professionals.
The path forward: A practical guide for analyzing and implementing the newly proposed Foreign Account Tax Compliance Act (FATCA)
The report provides a deeper look into the potential implications the proposed FATCA regulation may have on financial institutions, along with the strategies and policies they can employ to efficiently achieve compliance.
Dodd-Frank Act: Compliance with external business conduct standards in the derivatives market
This takeaway provides insights into the compliance date extension, specific requirements, documentation, and other observations that financial institutions should consider. Read more.
Post-Dodd-Frank Act considerations for derivatives
The net effect of reform on derivative products is that they will likely become commoditized products that may call for increased margin requirements. How can leading broker-dealers look at structural efficiencies and new opportunities to meet increased standards? There are three reports that highlight what potentially lies ahead for the OTC market and the industry