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Host: Cary Stier, Partner - Deloitte & Touche LLP
1 Intermediate CPE Credit: Specialized Knowledge and Applications
Under heavy scrutiny by the Obama Administration, Congress, and the SEC, what can investment fund advisers expect from new legislative and regulatory proposals? We'll discuss:
- Pending and passed legislation and other important initiatives, including private fund adviser registration, SEC inspection and enforcement developments, and implications of the SEC's self custody and pay to play proposals.
- Tax legislation and proposals affecting funds, including provisions impacting carried interests, offshore funds, and compensation programs.
- Preparing for possible investigations under the Fraud Enforcement Recovery Act, False Claims Act, and new SEC enforcement initiatives.
Gain clearer focus on the fast-changing regulatory and enforcement landscape and learn ways you can respond.
Please note: CPE Credit is not available for viewing archived programs.
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