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Building an Effective Ethics and Compliance Program: Strategies for Mid-Market and Private Companies

Deloitte Dbriefs | Private Companies

Start date and time

January 29, 2014 2:00 PM

End date and time

January 29, 2014 3:00 PM

Time zone:

(GMT-05:00) Eastern Time (US & Canada)

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Host: Bob Rosone, Director - Deloitte LLP
1 Intermediate CPE Credit: Specialized Knowledge & Applications 

An effective ethics and compliance program can be a critical tool for mitigating regulatory, reputational, and legal risks. How can private companies adopt effective practices from large organization, and what constitutes an effective program in a mid-size organization? We'll discuss:

  • The business case for effective ethics and compliance programs, including potential consequences of not having one.
  • Key program elements from the U.S. Federal Sentencing Guidelines, such as program oversight, policies, communications, training, anonymous reporting mechanisms, program and risk assessments.
  • Effective practices and challenges for private companies.

Learn tangible ways to execute a strong ethics and compliance program and foster an ethical and compliant culture at your organization.

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