Start Date and Time
November 29, 2011 2:00 PM
End date and time
November 29, 2011 3:00 PM
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(GMT-05:00) Eastern Time (US & Canada)
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Host: Kevin McGovern, Partner – Deloitte & Touche LLP
1 Intermediate CPE Credit: Specialized Knowledge & Applications
Among Dodd-Frank Act provisions, perhaps none has garnered as much initial attention as the Volcker Rule, which places significant focus on dedicated proprietary investment operations. However, the scope extends far beyond distinct proprietary trading desks. We'll discuss:
- The current status of the notice of proposed or final rule-making and their potential implications.
- Use of the proposed quantitative metrics in distinguishing potential proprietary trading from permitted activities.
- Programmatic compliance requirements for banking entities, including potential trading desk-level procedures and CEO attestation.
Gain insights into how the Volcker Rule could potentially impact the financial services industry, and how you can prepare for what lies ahead.
Please note: CPE Credit is not available for viewing archived programs.
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