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Financial Foresight: Fund Managers and the New Regulatory Reality

What can you expect?


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Fund managers are facing a variety of statutory and regulatory changes that will impose substantial reporting and compliance requirements in the months ahead.

“There’s a new sheriff in town who’s taking steps to provide investors with greater transparency and protection,” says Cary Stier, partner and national leader of Deloitte & Touche LLP’s Asset Management practice. The steps that the sheriff – the federal government – is taking include legislation requiring most private fund advisers to register with the Securities and Exchange Commission (SEC), greater enforcement activity from the SEC, and a renewed focus on rooting out fraud. In addition, several proposals pending in Congress threaten to increase the tax burden on investment advisers and investment companies.

The following is a summary of the major initiatives taking place in Washington, D.C., that will affect both unregistered and registered funds in the near future.

Download the attached article to learn more.

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