Quick Look Investment Management Blog Library
Join Sean Cunniff and Lynette DeWitt, our research leaders for Investment Management and our extended research team, as they discuss issues facing investment management leaders today.
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Posted by Sean Cunniff, Investment Management research leader, Deloitte Services LP, on July 23, 2014
Taxes can have a significant impact on financial outcomes from investing and investors are not always aware of the extent of the impact until well after the transaction. Financial services institutions tend to tread carefully in the area of taxes, since many do not offer tax advice. However, with changing tax rates and complexity, it seems the interest in tax-efficient investing will grow for the simple reason that tax liability is one of the few areas where investors may see a direct impact.
Posted by Jim Eckenrode, executive director of the Deloitte Center for Financial Services, Deloitte Services LP, on June 26, 2014
Talent isn't always top of mind when one thinks about cybersecurity, but there is a growing perception that the best way to counter the innovation coming from threat actors seeking to exploit technology vulnerabilities, within financial services and other industries, is to fight fire with fire.
Posted by Sean Cunniff, Investment Management research leader, Deloitte Services LP, on May 28, 2014
The SEC has listed "Payments for Distribution in Guise" as a national exam priority from 2013 into 2014, which helps determine if mutual funds are receiving and paying for services for which they actually contracted, among other things. How can investment managers learn from supermarkets — is a "payments inventory" what's needed to identify every single payment made from funds to third parties?
Posted by Jim Eckenrode, Executive Director, Deloitte Center for Financial Services, Deloitte Services LP on May 14, 2014
In the financial services industry, firms have worked hard to engage with their clients through the mobile channel. But given the pace of technology advancement in the mobile space, firms should be planning to rethink how mobile device technologies may advance in unanticipated ways.
Posted by Lynette DeWitt, Investment Management research manager, Deloitte Services LP, on Wednesday, April 16, 2014
The pursuit of operational excellence in investment compliance monitoring (ICM) is not just for its own sake. The rest of the organization benefits as well. Improved ICM capabilities assist an investment manager in responding to both internal and external pressures — and as such, can be dubbed a "linchpin" of risk mitigation activities.
Posted by Sean Cunniff, Investment Management research leader, Deloitte Services LP, on March 5, 2014
Many Americans have expressed a lack of both retirement confidence and trust in financial services institutions. With increased regulator focus on rollovers, financial services institutions need to address the concerns of the regulators while working to win back some of the consumers' lost trust.
Posted by Sean Cunniff, Investment Management research leader, Deloitte Services LP, on January 14, 2014
In today’s multi-jurisdictional regulatory environment, conflicts between regulators are bound to arise. How can compliance officers ensure regulations are followed in firms’ often siloed teams?
Posted by Jim Eckenrode, executive director of the Deloitte Center for Financial Services, Deloitte Services LP, December 17, 2013
The launch of Deloitte’s financial services 2014 outlooks has already begun and will be completed after the first of the year. This blog post provides a sneak peak across the sector outlooks.
Posted by Jim Eckenrode, executive director of the Deloitte Center for Financial Services, Deloitte Services LP, December 10, 2013
Perhaps even more than the increased frequency of attacks on financial institutions, is the emergence of new threat actors, that is driving the need for many financial institutions to reevaluate their cybersecurity programs.
Posted by Dave Uhryniak, Financial Services research leader, Deloitte Services LP, on November 26, 2013
How may risk transformation foster a holistic culture in financial services that enables risk implications to be viewed in the context of the overall company? How can risk transformation effectively meet the needs of both regulators and investors with seemingly contrary objectives?
Posted by Sean Cunniff, Investment Management research leader, Deloitte Services LP, on September 17, 2013
Regulators are placing a strong emphasis on business continuity planning (BCP), but some investment advisors may be treating BCP more seriously than others. Is there anything financial institutions can do to prepare for a one-in-a-billion-chance event?
Posted by Sean Cunniff, Investment Management research leader, on August 6, 2013
Is now the time for investment managers to reevaluate the operational onion to gain efficiency, improve quality, lower cost, and increase customer satisfaction?
Posted by Sean Cunniff, Investment Management research leader, on June 18, 2013
Small business owners may not feel secure regarding their plans for the future, but small steps may help give them the confidence they need.