Start date and time
April 29, 2014 2:00 PM
End date and time
April 29, 2014 3:00 PM
(GMT-05:00) Eastern Time (US & Canada)
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Host: Adam Weisman, Partner - Deloitte Financial Advisory Services LLP
1 Intermediate CPE Credit: Specialized Knowledge & Applications
Fraud prevention is at the top of the agenda for investment managers. With recent U.S. SEC activities, how can investment managers prioritize efforts to develop a strong culture of anti-fraud programs and controls? We'll discuss:
Recent SEC enforcement actions and priorities, including the focus on corporate disclosures and the type of information companies release to investors.
Whistleblower provisions of the Dodd-Frank Act post-implementation and implications for the future, including the possible scope and speed of SEC actions.
Regulator and investor concerns over potential fraud through valuation manipulation and establishing transparent methodologies to help mitigate this risk.
Learn ways investment managers can bolster their anti-fraud programs.
Please note: CPE Credit is not available for viewing archived programs.
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