Asset Management Governance & Oversight |
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The financial markets are currently experiencing unprecedented economic changes. Whether your organization is an asset manager or utilizes an asset manager for your retirement plans, corporate investments, or for the management of a separate account, you should consider what these changes mean for your organization and your fiduciary responsibility. The issues and events driving these changes are vast in scope – sophistication of investment products, complexity of asset management organizational structures, global reach, market losses, fraud, government intervention, just to name a few.
Listed below are our services that address proper oversight, due diligence and risk management to help you keep up with this changing environment.
- Robust Due Diligence
- Risk Management Programs
- Risk Management Programs: Anti-Fraud Programs and Controls
- Risk Management Programs: Voluntary and Involuntary Liquidations
- Legal and Regulatory Structure
- Valuation Policies and Methodologies
- Fees/Expenses, Reporting, and Disclosure
- Taxation
- Trading and Business Operations
- Compliance, Conflicts, and Business Practices
For more information contact us .
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