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Insurance Regulatory Consulting Services

More than ever, insurance companies need to keep current with evolving regulatory requirements and maintain robust compliance programs. Our team of professionals includes former insurance commissioners and chief compliance officers who assist clients in managing complex state and federal insurance regulatory issues. We can help:  

  • Assess compliance risks 
  • Design internal control programs to comply with Sarbanes-Oxley requirements and/or the National Association of Insurance Commissioners' (NAIC) proposed changes to the Model Audit Rule 
  • Conduct readiness assessments for legislative and regulatory requirements such as broker transparency and annuity suitability 
  • Advise in developing compliance structures, systems, procedures, policies and documentation 
  • Perform reviews of operational and compliance controls for regulated activities

Learn more about our  Regulatory Consulting services.

Learn more about our  Insurance practice.

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