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uComply - Sanction and PEP filtering service for small and medium size entities | Brochure


uComplyYou might consider that

  • You do business with customers that are located in low risk countries of which you have in-depth knowledge
  • Your customers are known to you, the risk is managed from customer acceptance
  • The number of transactions and customers you have is too limited to implement an automated solution
  • You cannot afford 75k-100k EUR to select and implement a solution, plus annual recurring costs (list + software fees + internal maintenance costs)
  • Manual identification costs you almost nothing

Nevertheless, you know that

  • Identifying PEP and sanctioned entities among your business relationships is not an option; missing the identification of sanctioned clients exposes you to potential prosecution
  • Size of the PEP list (several hundred thousand records) requires automation
  • The biggest challenge is to comply with continuous identification of sanctioned entities (OFAC,EU, CSSF, others) and PEP
  • Manual identification is very time consuming
  • Manual identification leads to important weaknesses in term of control effectiveness, efficiency, operational risk and poor evidence

Filtering, as a service

Available by mouse click, we offer:

  • One automated filtering solution:
    • A leading filtering technology
    • Up to date sanction and PEP lists from a leading information provider on a monthly basis
    • End to end workflow, from list management to decision making on alerts
    • Re-use of past decisions for next screening to lower alert review workload
    • Robust audit trail and reporting
  • Strict confidentiality, your data never goes outside your company
  • Local compliance with private black lists (i.e. local regulatory lists, internal black lists, etc.)
  • Ready to use, continuously available filtering technology (download over internet and 5/7 support)
  • Competitive pricing due to mutualisation effects
  • Privileged access to Deloitte sanction experts, to support you in the management of your compliance breaches

uComply, a reliable all-in-one filtering service

uComply is a service designed for SME financial sector professionals requested to comply with AML & CTF obligations. As a service, uComply offers to automate the filtering process, facilitate the entire filtering workflow, provide up to date PEP and sanction list information and secure your compliance control while remaining extremely competitive in terms of pricing.

You can find more details in the PDFs below.

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