Organisation and regulatory compliance – Before inception
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Challenges
As one of the leading professional services provider in the Luxembourg financial sector, Deloitte has gained, over the past 50 years, experience of that industry’s mechanisms and has developed a breadth of knowledge and expertise aimed at helping its clients excel by assisting them in seizing the opportunities the sector offers.
Given today’s environment imposes on financial professionals continuous efforts and heavy regulatory requirements, Deloitte has developed expertises companies need from a leading professional services provider to help them face these challenges.
In addition to Luxembourg specific issues, Deloitte, with more than 130.000 professionals around the globe, is also perfectly positioned to assist its clients in facing international regulation matters, by leveraging on other Deloitte offices expertises, sharing other countries best practices on similar topics.
Deloitte services offering
Deloitte can help its clients in:
- Analysing PSF accreditation gaps
- Assisting in the organisation implementation to ensure compliance with the CSSF requirements for the release of services to financial sector
- Assisting in the set-up of a procedures manual covering administrative, accounting and internal control aspects
- Assisting in the set-up of an appropriate organisation with respect to anti-money laundering requirements (staff awareness and training program, set-up of a “Know Your Customers” process)
- Assisting in the set-up of a code of conduct geared to current business practice in the financial sector
- Assisting in the definition of training schedule for the financial sector staff (most significant applicable
regulations, confidentiality, business ethics) and training facilitation - MiFID (training / Gap analysis ; project management ; implementations)
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