Investment Management Regulatory Update
Developments this quarter
The Investment Management Regulatory Update provides you with a summary of the latest regulatory developments affecting the UK investment management sector.
In the latest edition we cover key international, European and UK developments, including:
- Retail Conduct Risk Outlook
- AIFMD
- EMIR
- FATCA
- Transaction Reporting User Pack
- RDR
- Enforcement action
If you would like to subscribe to Deloitte’s Investment Management Regulatory Update please register here.
This update is prepared by our EMEA Centre for Regulatory Strategy and our dedicated Investment Management practice.
Current edition
Investment Management Regulatory Update, Q1 2012
In the first quarter of 2012 the FSA published its Retail Conduct Risk Outlook highlighting key risks for different types of firms including asset managers the retail sector. There were also several updates on forthcoming regulation, including numerous updates in the areas of EMIR and Short-Selling Regulation as well as discussion papers relating to AIFMD implementation. UK Investment Managers were also impacted by the release of proposed FATCA regulations from the US.
Previous editions
Useful links
Find out more
EMEA Centre for Regulatory Strategy
Key contacts
Nikki Lovejoy, Partner, Risk & Regulation
David Strachan, Co-Head Centre for Regulatory Strategy
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