A top-down, risk-based approach to compliance
Applying a pragmatic approach to Sarbanes-Oxley Section 404
Smart companies complying with the requirements of CEO and CFO certification want to learn from the experiences of others with respect to achieving an efficient and effective compliance process. Our latest whitepaper Sarbanes-Oxley Section 404 for non-accelerated filers: Applying a top-down, risk-based approach , provides practical advice and a simple and pragmatic approach that smaller companies can follow. Although primarily focused on non-accelerated filers who are complying for the first time, this paper provides guidance and insights that all issuers, Canadian and U.S. alike, can leverage.
Additional resources on Sarbanes-Oxley Section 404 for non-accelerated filers (Deloitte US site).
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