Financial planning - quality of advice
Getting financial planning right is not an easy process and there is not one quick solution – different layers of controls and monitoring are required. There are many pieces in the puzzle which make up an overall advice process that delivers.
These pieces include:
- Adequate training
- Tools and templates to help planners to comply
- Real time monitoring
- Consolidated compliance reporting
- Appropriate conflicts of interest management arrangements.
Deloitte’s financial services team has wide experience in this industry and can help you put the puzzle pieces together. We can conduct tailored reviews to provide insight into areas where you have particular concerns, or we can conduct overall framework reviews to identify areas of concern. Whatever your requirements, our experienced team can assist you get this critical area of your business right.
Contact our team of experts to find out how.