Risk and Regulatory Review Oct - Dec 2013
The Regulatory Roadmap
In this issue of Risk and Regulatory Review the diverse range of topics under discussion show that regulatory change, whether at a global or domestic level continues, and is set to continue well into the future. In it we provide a regulatory roadmap that covers the following topics:
A. Global developments resulting in domestic regulation
- OTC derivatives market reform and its impact on investment managers and institutional investors
- The countdown to 1 July 2014 for FATCA compliance
B. Australian specific regulatory developments
- What next for Advice?
- Riding the waves of super regulatory changes - the impact on fund managers
- AML/CTF impacts of SuperStream measures
C. Risk management
D. Regulatory action
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