Investment Management - Audit Services

Auditing is a highly complex process and the importance of auditors as a vital link in the financial reporting chain has never been more appreciated, nor their role as trusted advisors more valued. Our approach is tailored to all our clients. Our state-of-the-art tools enable us to deliver the assurance service quality and excellence that is implicit in the Deloitte brand and that the financial community and public expect.

Our Enterprise Risk Services professionals provide ISAE 3402 (formerly SAS 70) reporting for investment managers and service providers, administrators, custodians and transfer agents. 

Our team has conducted numerous ISAE 3402 engagements and has a long history of assisting investment management clients.

We can provide unrivalled levels of professional and competitive client service which will constantly exceed expectations as to how the audit engagement should be managed. With our links to the Global Deloitte network we can offer a seamless cross-jurisdictional service.

The Deloitte audit approach is an innovative, technology driven risk based approach based on International Standards on Auditing (UK and Ireland). The audit approach has four key stages;

  • Planning and risk assessment
  • Testing of systems and controls
  • Substantive audit procedures
  • Continual reporting

Our range of auditing services includes:

  • Financial statements audit
  •  Interim financial reviews
  • Independent reviews / assurance reviews
  • Risk assessment reviews
  • Internal audit
  • ISAE 3402 / AAF 01/06 controls reporting
  • TER reviews
  • IFRS conversion projects
  • Declaration of Solvency
  • Agreed upon procedures reports
  • Model IFRS financial statements
  • Accounting and regulatory update webinars
  • IFRS / financial reporting standards