Regulatory compliance is more than a legal imperative—it’s good business. It can actually be a differentiator for your company, demonstrating credibility to investors and analysts while perhaps helping to distance your business from those that receive negative front-page news coverage. Moreover, solid compliance practices may translate into more efficient, cost-effective and transparent operations—results that are applauded by all stakeholders.

How sure are you that your organization understands—and is appropriately meeting—its many regulatory obligations? How can you be more confident that compliance failures aren’t lurking around the corner?

Sweeping mandates such as Sarbanes-Oxley and the USA Patriot Act , among many others, complicate matters by adding to the complexity already created by industry-specific regulations.

Our team includes former regulators and professionals with years of industry-specific experience, including specialization in:

Financial Services Regulatory, including Sarbanes-Oxley, the USA Patriot Act, Basel II, Anti-Money Laundering programs, email retention and retrieval, Internet trading and electronic banking, mutual fund market timing and breakpoints.

Government Contract Consulting Services, including restructuring civil and military business, re-examining self-governance practices, contracting as a commercial seller and complying with new rules and regulations.

Life Sciences and Health Care, including Medicare and Medicaid coverage, documentation, coding and reimbursement, Office of Inspector General (OIG) Compliance Guidance recommendations, FDA Good Manufacturing, Clinical and Lab Practices, FDA Part 11 system validation and FDA product promotion requirements, Medicare Part D for providers, health plans and life sciences companies, and government price reporting for prescription drugs.

Technology, media and telecommunications: federal, state and local regulatory fees and assessments, including contributions to the universal service fund, interconnection rights and obligations, eligibility for universal service fund support, E911, Communications Assistance for Law Enforcement Act, consumer protection requirements such as the Telephone Consumer Protection Act, Truth in Billing, protection of Customer Proprietary Network Information and service quality rules, and access to digital content. 

Unclaimed Property Services, including assistance to identify and analyze potential unclaimed property liabilities; the development of unclaimed property policies/procedures and reporting responsibilities; preparing voluntary disclosures; and addressing state audit requests and findings.

Energy and Resources, including affiliate transactions and rate case preparation and assistance and strategy.