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SEC Enforcement Activities and Trends: What if Your Company is Next?
Deloitte Financial Advisory Services LLP

Securities and Exchange Commission (SEC) investigations cut a wide swath, often in response to the latest business, economic, or political crisis. What are the current issues that the SEC is focusing on and how can your company prepare for, or potentially avoid, an investigation?

This was the topic of a recent Deloitte Dbriefs Webcast presented by Kerry Francis, partner, and Robert Sprague, senior manager, both at Deloitte Financial Advisory Services LLP and Colleen Mahoney, a partner at Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates.

During the Webcast, Kerry, Robert and Colleen discussed SEC enforcement actions over the past few years, SEC Enforcement task forces and working groups and how organizations can prepare effectively for a possible inquiry or investigation, including corporate governance, self-examination, self-disclosure, and cooperation.

Financial statement fraud AAERs issued by the SEC, by year of issue

Learn more about these issues and some updates on recent SEC activities in the attached paper.

Related Content:
Services: Corporate Investigations 
Research: Deloitte Forensic Center 

Attachments
SEC Investigations (221 KB)
Deloitte FAS

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Last Updated: August 21, 2008
Source: Deloitte LLP - United States (English)

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