Following 1 Nov MiFID implementation, are you in good enough shape to meet the challenges of the MiFID marathon? Do you know how effective your MiFID preparations really are? What were the things you missed on the route you chose? Has the reaction to your implementation been as you expected both internally and from your clients? Is it just another regulatory race or are there other prizes to be won? Do you know how well your competitors and other organisations have done in their implementation programmes? Did they make it over the start line, let alone the finish line? Is the business and compliance fit enough to be a MiFID marathon winner, or are they an also-ran or even a failed to compete? Book your MiFID Fitness Check and receive: - An independent, rapid assessment of COBS/MiFID risk and an understanding of FSA/other regulators priority areas
- Expert and experienced resource to support the compliance department and the business in assessment and planning
- A clear report outlining problem areas and prioritised actions to deal with them
- Understanding of the impact/risk on business issues driven by MiFID, such as customer retention
- Reduction of potential reputation and financial risks associated with non FSA compliance
Find out more about MiFID implementation and adoption: |
